BSA AML Professional Certification

This BSA AML Certification Program has 20 full lessons and quizzes, representing the most comprehensive and exhaustive training series for new AND seasoned BSA/AML professionals in the industry. This series is designed to be self-paced.

Buy $795.00

20 Essential Training Sessions

Critical for Both New and Refresher Training

This leading Bank Secrecy Act (BSA) and Anti Money Laundering (AML) provides both new and seasoned financial professionals with topics that aren't just for BSA/AML staff, Auditors and Compliance personnel, but critical for ALL FRONTLINE employees. This exhaustive series is broken down into 3 groups:

Foundational Basics: Including BSA/AML Essentials, Compliance Reporting, CTRs and BSA Exam Manual

Intermediate Topics: Operational Issues that include High Risk Businesses, CTR and SAR Regulations, OFAC Guidance, Human Trafficking, and Resident/Non-Resident Alien Customers, just to name a few areas.

Advanced Issues: Covering Audit and Risk compliance, along with Risk Assessments, CDD Guidance, Elder Exploitation, BSA Model Validation and MORE!

Attendees will gain deep insight and knowledge that can ensure they have the right tools and resources to be successful in their careers.

BREAKING NEWS! SEPT 2020

GAO was asked to review the BSA’s implementation. This report examines (1) the extent to which law enforcement uses BSA reports and FinCEN facilitates their use, (2) selected banks’ BSA compliance costs, (3) oversight of banks’ BSA compliance, and (4) stakeholder views of proposed changes to the BSA. GAO surveyed personnel at six federal law enforcement agencies, collected data on BSA compliance costs from 11 banks, reviewed FinCEN data on banking agencies’ BSA examinations, and interviewed law enforcement and industry stakeholders on the effects of proposed changes.

Course curriculum

1. Video Session - BSA AML Part 1 - AML Program Essentials
2. Handout - BSA AML Part 1 - AML Program Essentials
3. Quiz - (1) BSA AML Part 1 - AML Program Essentials
1. Video Lesson - BSA AML Part 2 - Corporate Culture
2. Handout - BSA AML Part 2 - Corporate Culture
3. Quiz - (2) BSA AML Part 2 - Corporate Culture
1. Video Lesson - BSA AML Part 3 - Fraud and Money Laundering Basics
2. Handout - BSA AML Part 3 - Fraud and Money Laundering Basics
3. Quiz - (3) BSA AML Part 3 - Fraud and Money Laundering Basics
1. Video Lesson - BSA and SARS for Frontline: CIP, CDD, EDD, OFAC and Identifying Suspicious Activity
2. Handout - BSA and SARS for Frontline: CIP, CDD, EDD, OFAC and Identifying Suspicious Activity
3. Quiz - (4) BSA and SARS for Frontline: CIP, CDD, EDD, OFAC and Identifying Suspicious Activity
1. Video Lesson - BSA Bank Secrecy Act Training for New Staff
2. Handout - BSA Bank Secrecy Act Training for New Staff
3. Quiz - (5) BSA Bank Secrecy Act Training for New Staff
1. Video Lesson - BSA Reporting Expectations
2. Handout - BSA Reporting Expectations
3. Quiz - (6) BSA Reporting Expectations
1. Handout 1 - Understanding Human Trafficking for BSA/AML Compliance: Deconstructing the Trafficker
2. Video Lesson - Understanding Human Trafficking for BSA/AML Compliance: Deconstructing the Trafficker
3. Quiz - (9) Understanding Human Trafficking for BSA/AML Compliance: Deconstructing the Trafficker
1. Handout - Understanding the BSA/AML Examination Manual
2. Video Lesson - Understanding the BSA/AML Examination Manual
3. Quiz - (8) Understanding the BSA/AML Examination Manual
1. Video Lesson - Higher Risk Businesses
2. Handout - Higher Risk Businesses
1. Handout - Banking Non-Resident and Resident Aliens: Documentation and Ongoing Monitoring Best Practices
2. Video Session - Banking Non-Resident and Resident Aliens: Documentation and Ongoing Monitoring Best Practices
3. Quiz - (11) Banking Non-Resident and Resident Aliens: Documentation and Ongoing Monitoring Best Practices
1. Video Lesson - Basics of Currency Transaction Reports
2. Video Lesson - Basics of Currency Transaction Reports
3. Quiz - (12) Basics of Currency Transaction Reports
1. Video Lesson - BSA and OFAC Fundamentals
2. Handout - Basics of Currency Transaction Reports
1. Video Session - Beneficial Ownership Program Requirements: New Rule and Regulatory Expectations
2. Handout - Beneficial Ownership Program Requirements: New Rule and Regulatory Expectations
3. Quiz - (14) Beneficial Ownership Program Requirements: New Rule and Regulatory Expectations
1. Handout - Auditing Payments and BSA/AML Program for Elder Financial Exploitation Gaps
2. Video Lesson - Auditing Payments and BSA/AML Program for Elder Financial Exploitation Gaps
3. Quiz - (15) Auditing Payments and BSA/AML Program for Elder Financial Exploitation Gaps
1. Handout - Auditor Requirements for BSA Model Validation: What is this and Why is it Important?
2. Video Session - Auditor Requirements for BSA Model Validation: What is this and Why is it Important?
3. Quiz - (16) Auditor Requirements for BSA Model Validation: What is this and Why is it Important?
1. Handout - Enhancing Your BSA Compliance Program to Be Sustainable During a Crisis
2. Video Lesson - Enhancing Your BSA Compliance Program to Be Sustainable During a Crisis
3. Quiz - (17) Enhancing Your BSA Compliance Program to Be Sustainable During a Crisis
1. Handout - BSA Customer Risk Scoring Model: Account Opening Through Duration of the Customer Relationship
2. Video Session - BSA Customer Risk Scoring Model: Account Opening Through Duration of Customer Relationship
3. Quiz - (18) BSA Customer Risk Scoring Model: Account Opening Through Duration of Customer Relationship
1. Handout - Establishing BSA Customer Risk Ratings and CDD Guidance: Best Business Practices
2. Video Lesson - Establishing BSA Customer Risk Ratings and CDD Guidance: Best Business Practices
3. Quiz - (19) Establishing BSA Customer Risk Ratings and CDD Guidance: Best Business Practices
1. Handout - Updating Your Bank's BSA/AML/OFAC Risk Assessment
2. Video Lesson - Updating Your Bank's BSA/AML/OFAC Risk Assessment
3. Quiz - (20) Updating Your Bank's BSA/AML/OFAC Risk Assessment

About this course

$795.00
55 lessons
20.5 hours of video content

Credits

Per Session: 1.0 CPE Credit (ACAMS Credits may be obtained through submission to Associations)